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Important Disclosures

Maxim Partners, LLC (“Maxim”) is a registered investment adviser located in Cayey, PR. Maxim and its representatives are in compliance with the current registration requirements imposed upon registered investment advisers by those states in which Maxim maintains clients. Maxim may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements.

Maxim’s web site is limited to the dissemination of general information regarding its investment advisory services to United States residents residing in states where providing such information is not prohibited by applicable law. Accordingly, the publication of Maxim’s web site on the Internet should not be construed by any consumer and/or prospective client as Maxim’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.

Furthermore, the information resulting from the use of tools or other information on this Internet site should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Maxim. Any subsequent, direct communication by Maxim with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of MP, please contact the United States Securities and Exchange Commission on their web site at www.adviserinfo.sec.gov. Click on the “Investment Adviser Search” link and then search for “Investment Adviser Firm” using the firm’s CRD/IARD number, 284529.

While the firm and its associates may be registered and/or licensed within a particular jurisdiction, that registration and/or licensing in itself does not imply an endorsement by any regulatory authority, nor does it imply a certain level of skill or training on the part of the firm or its associated personnel.

A copy of Maxim’s current written disclosure statement discussing Maxim’s business operations, services, and fees is available from Maxim upon written request. Maxim does not make any representations as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Maxim ’s web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Investing in securities involves risk of loss that you should be prepared to bear. We do not represent or guarantee that our services or methods of analysis can or will predict future results, successfully identify market tops or bottoms, or insulate clients from losses due to market corrections or declines. We cannot offer any guarantees or promises that your financial goals and objectives will be met. Past performance is in no way an indication of future performance. A more complete discussion of investment risks can be found in our Form ADV brochure.